Audit Expert, AML & Compliance - MST Switzerland
- Entreprise
- UBS AG
- Lieu
- Zürich
- Date de publication
- 28.04.2025
- Référence
- 242984
Description
Your role :
Are you a sharp evaluator of risk? Can you investigate complex situations and propose solutions? We're looking for an Audit Expert who can:
• drive or work as a team member on audits, including thematic and front-to-back reviews
• identify and evaluate the design and operating effectiveness of controls in the space AML and Trade Surveillance
• provide practical, innovative and value-added solutions to issues identified
• draft audit findings for UBS senior management and monitor the remediation progress
• contribute to the continuous risk assessment process, including reviewing the risk profile and developments of AML and Trade Surveillance areas
• builds-up and continuously maintains sufficient knowledge of organizational and governance structure, of products and processes, of legal and regulatory requirements, as well as developing professional skills and experience, to allow for an effective and professional mandate execution
Your team :
You'll be working in the AML and Compliance Monitoring, Surveillance and Testing audit team in Switzerland, focusing on AML and Market Conduct aspects.
GIA is an independent function that supports UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management and the control environment within all business divisions and Corporate Center functions globally. We are independent in our work and report directly to the Chairman of the Board of Directors and the Audit Committee.
Your expertise :
- Fluent in Mandarin (written and spoken)
- Degree in accountancy or finance
- Chartered accountant certification
- Certified Anti-Money Laundering Specialist (CAMS) designation
- Minimum of 10 years of experience in audit or internal audit functions within the financial services industry
- Excellent analytical skills with the ability to identify key risks across various transaction processes and critically assess information
- Extensive experience in compliance, financial crime, conduct, and operational risks
- Comprehensive knowledge of the regulatory environment governing UBS operations
- Strong communication and networking abilities to collaborate effectively with internal and external stakeholders
Join us :
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
Are you a sharp evaluator of risk? Can you investigate complex situations and propose solutions? We're looking for an Audit Expert who can:
• drive or work as a team member on audits, including thematic and front-to-back reviews
• identify and evaluate the design and operating effectiveness of controls in the space AML and Trade Surveillance
• provide practical, innovative and value-added solutions to issues identified
• draft audit findings for UBS senior management and monitor the remediation progress
• contribute to the continuous risk assessment process, including reviewing the risk profile and developments of AML and Trade Surveillance areas
• builds-up and continuously maintains sufficient knowledge of organizational and governance structure, of products and processes, of legal and regulatory requirements, as well as developing professional skills and experience, to allow for an effective and professional mandate execution
Your team :
You'll be working in the AML and Compliance Monitoring, Surveillance and Testing audit team in Switzerland, focusing on AML and Market Conduct aspects.
GIA is an independent function that supports UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management and the control environment within all business divisions and Corporate Center functions globally. We are independent in our work and report directly to the Chairman of the Board of Directors and the Audit Committee.
Your expertise :
- Fluent in Mandarin (written and spoken)
- Degree in accountancy or finance
- Chartered accountant certification
- Certified Anti-Money Laundering Specialist (CAMS) designation
- Minimum of 10 years of experience in audit or internal audit functions within the financial services industry
- Excellent analytical skills with the ability to identify key risks across various transaction processes and critically assess information
- Extensive experience in compliance, financial crime, conduct, and operational risks
- Comprehensive knowledge of the regulatory environment governing UBS operations
- Strong communication and networking abilities to collaborate effectively with internal and external stakeholders
Join us :
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.